StudentShare solutions
Triangle menu

Ethics and Compliance - Research Paper Example


Extract of sample
Ethics and Compliance

Procedures to Ensure Ethical Behavior Microsoft has set the Finance code of Professional Conduct that the Chief Executive Officer (CEO), Chief Financial Officer (CFO), Corporate Controller, and other employees of the finance organization need to comply. In the Microsoft, it is the responsibility of individual business units to adopt and follow standards of professional conduct in their area of operations. Microsoft Policy (MS Policy) document provides details about a specific policy for their employees. Checklists, Training, Tutorials have been provided to help employees understand and implement these Corporate Policy guidelines. In case of any possible violation to any of the policy matters, any staff member can report to their immediate supervisor, Human Resource Department or Legal and Corporate Affairs department. Moreover, toll-free a dedicated Business Conduct Line has been made available 24 hours a day, 365 days a year. All concerns can be directed to the Microsoft Director of Compliance for necessary and appropriate action. If need be, the employee may send a confidential message to the Director of Compliance through the Microsoft Integrity Website. Alternatively, the employee may send a letter to the Legal and Corporate Affairs, Director of Compliance, One Microsoft Way, or even send a confidential fax at the given number. ...
do so and submit a report using the Microsoft Integrity Website, or contact the Business Conduct Line or forward a letter or fax to the Director of Compliance.

Check these samples - they also fit your topic

Hewlett-Packard (HP)
In America, it has its presence in Brazil, Mexico, the United Sates, Venezuela, Colombia, Canada and Argentina among others. The countries of Asia Pacific involve Australia, India, China, Hong-Kong, Japan, Malaysia, New Zealand and various others. The European countries where products and services of HP are available include Austria, Germany, the United Kingdom, Spain, France, Turkey, Switzerland and few other countries.
5 pages (1250 words) Research Paper
The most common factors causing therapeutic compliance
The research question that guided the research purpose was “What are the common types of non-compliance encountered in clinical medicine?” Critically, the researcher related the research question directly to the research purpose. The research purpose and the research questions are therefore judged as appropriate for the attainment of the research aim.
10 pages (2500 words) Research Paper
Operations management at Starbucks
United States houses 13,279 of these coffee shops. 1,324 stores are in Canada while Japan has 9789 stores. Further 851 coffee stores are in China with additional 806 Starbuck coffee shops in the United Kingdom. South Korea houses another 556 stores while Mexico has established 377 stores of the company.
11 pages (2750 words) Research Paper
Riordan Corporate Compliance Plan
They have plastic manufacturing industries in china, which produce plastic fan parts and Albany where they have GA plant and Pontiac, where MI plant is located. The customers to Riordan are mainly the aircraft manufacturers, who take some of their products in making the aircrafts, automotive parts manufactures, the department of defense and finally the appliance industries together with many other groups of companies (COSO, 2010).
3 pages (750 words) Research Paper
The impact of Compliance on an organisations existing information technology security
Compliance is actually a process and not a destination. How the need for compliance arose and what reasons made it mandatory for an organization to implement form the background of the paper. In this
20 pages (5000 words) Research Paper
Compliance managment
In most organizations, numerous things get to be considered including regulatory requirements that will often branch into numerous departments making it hard for a single manager to comprehend.
2 pages (500 words) Research Paper
Most Important Interpersonal Skills Required of a Compliance Officer
However, the basic roles of compliance officers in any firm or business is to ensure that the firm complies with different rules and regulations set by the management or other forms of authority. Moreover, compliance officers
6 pages (1500 words) Research Paper
Regulatory Measures
Regulatory measures are guidelines set to control irregularities in organizations for the efficiency in their operations. The regulatory measures in the corporate world are meant to implement the ethical conduct in organizations. First is the Federal Sentencing Guidelines for organizations which involves an effective compliance program.
4 pages (1000 words) Research Paper
Code of Ethics
Codes of ethics ensure that employees maintain the upmost level of morality and professionalism while working in a certain field. While a code of ethics is usually set regarding the convenience of both the
10 pages (2500 words) Research Paper
Compliance of Apple Inc
Technology has introduced new business ventures that have enabled to grow human resource and build global work environment and compliance standards. Apple Inc. has been the pioneer in innovation and technology and it becomes the market leader in the matter of less than a decade.
4 pages (1000 words) Research Paper
Microsoft promises to its all employees that all matters will be handled confidentially and discreetly to ascertain the facts within the time limits as granted by the law (Microsoft Standards of Business Conduct 2010). Processes to Comply SEC Regulations Microsoft manages its business in accordance with the laws and requirements of the regulatory bodies. To function more effectively, Microsoft has formed two committees to comply with the SEC regulations and they are: The Audit Committee and the Regulatory and Public Policy Committee (Microsoft Investors Relations 2012). The Audit Committee is in direct control of the Board of Directors to assist the Board in discharging its duty in compliance with the statutory authorities including SEC. The committee oversees financial reporting and accounting processes, the audit processes, internal control over financial reporting, internal audit functions and audit by an independent auditor. The committee periodically reviews and assesses the compliance in line with the requirement of regulatory bodies. Microsoft gets its financial statements audited from an independent registered public accounting firm every year. They conduct audits in line with the standards set by the Public Company Accounting Oversight Board (United States). The standards make it necessary to certify that reported financial statements by the company do not contain any material misstatement. They also take into account the standards set by the Public Company Accounting Oversight Board (United States) while auditing the company reports whether adequate internal control over financial reporting has been


Ethics and Compliance Introduction Microsoft is in the business of producing software and technology products catering to the needs of personal and organized sectors. The Chief Executive Officer of Microsoft in his letter to the employees speaks about the values such as integrity and honesty that are the basic foundations of the company…
Author : alittel
Ethics and Compliance essay example
Read Text Preview
Comments (0)
Click to create a comment
Contact Us