Perspectives of Regulation of Complex Financial Institutes - Essay Example

Only on StudentShare

Extract of sample
Perspectives of Regulation of Complex Financial Institutes

General complaints about a “lack of regulatory aggressiveness” ignore the realities of actually bringing enforcement actions in a tough environment. Regulatory enforcement in the United States operates surprisingly well given the difficulties of this operating environment, and critics have not presented credible alternatives to the present system. A second perspective is that major financial institutions escape meaningful regulatory constraints because their power and influence overwhelm regulators and because individuals from regulatory institutions give too much deference to major financial institutions and their key executives and staff. This perspective suggests that financial regulation in the United States is broken largely because of this political dynamic and needs fundamental reform. This paper will examine and look into how regulators and firms deal with each other, how interdependent they are on each other and the outcome of such interdependency. What kind of benefits and liabilities develop due to their strong ties. Financial institutes will be used as the premise of all discussion. Special attention will be given to potential benefits and risks of such cohesive regulatory networks. ...Show more

Summary

Module 7 ASSIGNMENT: There are various regulatory issues on which both public and private organizations deal closely with each other. New forms of regulations depend on shared enforcement, and supervisory responsibilities and various other ways to channelize public commands while ensuring that public environment is effectively maintained…
Author : hank25
Save Your Time for More Important Things
Let us write or edit the essay on your topic
"Perspectives of Regulation of Complex Financial Institutes"
with a personal 20% discount.
Grab the best paper

Related Essays

Finance and accounting assignment: Advanced financial reporting & regulation
4 Stuffing the channels…………………………………………………………… 8 Cookie Jar Accounting………………………………………………………….. 9 Impairment of Assets…………………………………………………………….
10 pages (2500 words) Assignment
Finance and accounting assignment: Advanced financial reporting and regulation
The research delves on stuffing the channels’ marketing strategies. The research focuses on the Vodafone and Peugeot asset impairment topics. All companies must present realistic financial reports. Question 1: a. Discussion of the incentives why managers would resort to extreme earnings management technique.
10 pages (2500 words) Assignment
Financial Regulation & Supervision. Andrews Bank case study.
Regulation and supervision in the financial sector is one of the most studied and evaluated elements. In the past years, the world has witnessed several issues and problems related to lax regulation and supervision in the financial arena.
9 pages (2250 words) Essay
Financial Regulation & Supervision
The changed face of business has brought changes in the way the transactions occur through debit cards and credit cards, and the issue of security that has often been cited as a barrier to ecommerce (May, 2000, p.165). In response to such a barrier, firms engaged in such business have continuously assisted establishment of set of standards known as PCI DSS that today governs all the firms engaged in online transactions in the developed world.
9 pages (2250 words) Essay
Advanced Financial Reporting and Regulation: Interim Financial Reporting
The IASB implements the IFRS, replacing the successful IAS, to improve comprehension and information transfer among the different users of the financial statements. The research centres on the IASB implemented of the IFRS. The research focuses on the IASB implementation of the objective and rationales (including characteristics) to heighten the professional look of the financial statements in terms of usefulness to the financial statement users.
7 pages (1750 words) Coursework
Financial and Accounting Regulation: Turner Review
Such regulations can be government formulated, private companies or by social, professional and trade unions. Regulatory bodies have been in existence for several years; regulations can be academic regulations, financial regulation, building and construction regulation, environmental regulation as well as health regulation.
8 pages (2000 words) Essay
Securitization, Regulation and Factors Contributing to Financial Crisis
Both legal and ethical regulations exist in the sector to ensure stability and protection of stakeholders’ interests. Securitization, another concept in the financial sector, defines the pooling together of debts and selling them to investors who then earn interest from the debt’s proceeds and is an important concept towards provision of financial services.
4 pages (1000 words) Essay
The Euro
Indeed, this year, 2012, is the year to either make or break the crisis that has seen economic slowdown in some European states and has made
6 pages (1500 words) Essay
Calculation
The amount received is subject to marginal tax rate of 40%. Therefore, the amount received from selling the old ATM machine is reduced by 40%. On the other hand the gross outflow required for the installation of new ATM machine is $1,000,000. Therefore,
4 pages (1000 words) Assignment
Find out how much would it cost
to get a custom paper written by a pro under your requirements!
Win a special DISCOUNT!
Put in your e-mail and click the button with your lucky finger
Your email
YOUR PRIZE:
Apply my DISCOUNT